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market-regulation

SEBI Proposes 66-Day Cap on Open Market Buybacks

SEBI has proposed a 66-working-day cap on open market buybacks, a freeze on promoter share sales during buyback periods, and optional merchant banker appointments. The rules aim to close conflict-of-interest gaps and add timeline discipline to India's most-used share repurchase route.

Sitharaman Warns SEBI on AI Cyber Threats

Finance Minister Nirmala Sitharaman has warned SEBI that AI-driven cyber attacks and deepfake investment frauds pose serious risks to market stability. A single breach, she said, could disrupt markets nationwide. SEBI may now face pressure to update cybersecurity rules for exchanges and brokers.

Traders Place $1B in Timed Iran Conflict Bets

Traders made more than $1 billion in well-timed bets connected to the Iran conflict, prompting scrutiny over potential use of non-public information. The scale of positioning raises market integrity concerns, particularly given the limited regulatory oversight of geopolitical prediction instruments. Regulators face

Sebi Seeks Broker Client P&L Data on Derivatives

Sebi has directed top brokers to share client-level derivatives P&L data for Q4, covering the January, March period. The data will let the regulator measure the full-year effect of its index-options tightening measures on retail traders. Findings could inform whether additional restrictions or the current framework

FINRA Scraps $25,000 Pattern Day Trader Rule

FINRA has abolished the 25-year-old pattern day trader rule mandating a $25,000 minimum balance for frequent retail day traders. The change significantly expands market access for small-balance investors and is likely to drive higher order volumes across retail brokerage platforms. Competitive dynamics among retail

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market-regulation

SEBI proposes tighter framework for open market buybacks, eases compliance norms

SEBI has proposed a 66-working-day cap on open market buybacks, a freeze on promoter share sales during buyback periods, and optional merchant banker appointments. The rules aim to close conflict-of-interest gaps and add timeline discipline to India's most-used share repurchase route.

1mo ago · 3 min · Policy & Government

'Be Extremely Vigilant': FM Sitharaman Cautions SEBI Against AI-Led Cyber Attacks

Finance Minister Nirmala Sitharaman has warned SEBI that AI-driven cyber attacks and deepfake investment frauds pose serious risks to market stability. A single breach, she said, could disrupt markets nationwide. SEBI may now face pressure to update cybersecurity rules for exchanges and brokers.

2mo ago · 1 min · Policy & Government

Traders placed over $1B in perfectly timed bets on the Iran war

Traders made more than $1 billion in well-timed bets connected to the Iran conflict, prompting scrutiny over potential use of non-public information. The scale of positioning raises market integrity concerns, particularly given the limited regulatory oversight of geopolitical prediction instruments. Regulators face

2mo ago · 1 min · Global Affairs

Derivatives trade: Sebi asks top brokers to share Q4 profit-and-loss data of clients

Sebi has directed top brokers to share client-level derivatives P&L data for Q4, covering the January, March period. The data will let the regulator measure the full-year effect of its index-options tightening measures on retail traders. Findings could inform whether additional restrictions or the current framework

2mo ago · 1 min · Policy & Government

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