The Signal Journal
Back

Tag

financial-regulation

SEBI Proposes Unified Ad Code, Finfluencers as Celebrities

SEBI released a consultation paper on June 23, 2026, proposing a Common Advertisement Code that drops prior approval for most financial ads, classifies finfluencers with over 5 lakh followers and AI avatars as celebrities, and bans dark patterns across securities advertising.

Japan Eyes Mutual Fund Access to Private Markets

Japan is weighing a rule change that would allow mutual funds to increase exposure to unlisted companies, currently restricted under existing investment regulations. The move could redirect retail savings into private markets, expanding capital access for growth-stage firms. No timeline or specific threshold changes

SEBI, DoT Sign MoU to Fight Securities Fraud

SEBI and India's Department of Telecommunications have signed an MoU to share real-time intelligence on securities market fraud via DoT's Digital Intelligence Platform. The agreement targets telecom-enabled investor scams by creating a formal cross-agency coordination mechanism. Enforcement effectiveness will depend on

RBI Drops Prior Approval for Most NBFC Branch Openings

The RBI has removed prior-approval requirements for most NBFCs opening new branches, cutting regulatory lead time on geographic expansion. Deposit-taking NBFCs retain conditional rules based on net owned funds and credit ratings, preserving oversight where public deposits are involved.

RBI Deputy Governor Flags AI Risk in Financial Sector

RBI Deputy Governor Swaminathan J cautioned that AI in financial services can worsen existing weaknesses and introduce bias, opacity, and data privacy risks without adequate safeguards. The warning signals where regulatory scrutiny is likely to focus as Indian banks expand AI deployment in credit and customer operation

← Back

Tag

financial-regulation

Japan weighs allowing mutual funds to invest more in unlisted companies

Japan is weighing a rule change that would allow mutual funds to increase exposure to unlisted companies, currently restricted under existing investment regulations. The move could redirect retail savings into private markets, expanding capital access for growth-stage firms. No timeline or specific threshold changes

2mo ago · 1 min · Policy & Government

SEBI Signs Pact With Telecom Department To Curb Fraud In Securities Market

SEBI and India's Department of Telecommunications have signed an MoU to share real-time intelligence on securities market fraud via DoT's Digital Intelligence Platform. The agreement targets telecom-enabled investor scams by creating a formal cross-agency coordination mechanism. Enforcement effectiveness will depend on

2mo ago · 1 min · Policy & Government

RBI gives operational flexibility to NBFCs for branch expansion

The RBI has removed prior-approval requirements for most NBFCs opening new branches, cutting regulatory lead time on geographic expansion. Deposit-taking NBFCs retain conditional rules based on net owned funds and credit ratings, preserving oversight where public deposits are involved.

2mo ago · 1 min · Policy & Government

— End of feed —