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market-surveillance

SEC Seeks Public Input on Consolidated Audit Trail Review

The SEC is seeking public comment on whether to launch a comprehensive review of the Consolidated Audit Trail, potentially reopening a decade-long industry dispute. The move signals regulatory openness to revisiting the database's scope, cost structure, and data security framework. No formal review timeline has been

SEBI Signs Agreements to Boost Fraud Surveillance

SEBI has signed new inter-agency agreements to enable real-time data sharing and coordinated action against securities market fraud. The agreements tighten the surveillance-to-enforcement pipeline, raising detection risk for market manipulators. No specific partner agencies or implementation timelines were disclosed.

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market-surveillance

US SEC seeks comment on contentious trading database

The SEC is seeking public comment on whether to launch a comprehensive review of the Consolidated Audit Trail, potentially reopening a decade-long industry dispute. The move signals regulatory openness to revisiting the database's scope, cost structure, and data security framework. No formal review timeline has been

2mo ago · 1 min · Policy & Government

SEBI strengthens fraud fight with new agreements on data sharing

SEBI has signed new inter-agency agreements to enable real-time data sharing and coordinated action against securities market fraud. The agreements tighten the surveillance-to-enforcement pipeline, raising detection risk for market manipulators. No specific partner agencies or implementation timelines were disclosed.

2mo ago · 1 min · Policy & Government

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