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broker-dealers

SEC Seeks Public Input on Consolidated Audit Trail Review

The SEC is seeking public comment on whether to launch a comprehensive review of the Consolidated Audit Trail, potentially reopening a decade-long industry dispute. The move signals regulatory openness to revisiting the database's scope, cost structure, and data security framework. No formal review timeline has been

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broker-dealers

US SEC seeks comment on contentious trading database

The SEC is seeking public comment on whether to launch a comprehensive review of the Consolidated Audit Trail, potentially reopening a decade-long industry dispute. The move signals regulatory openness to revisiting the database's scope, cost structure, and data security framework. No formal review timeline has been

2mo ago · 1 min · Policy & Government

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